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> Sale of Nondeposit Investments Policy
Sale of Nondeposit Investments Policy
Sale of Nondeposit Investments Policy
Price
Your Price:
$195.00
Part Number:
230
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Description
Customer Reviews
Applies to all retail sales of nondeposit products, including marketing and promotional activities. Covers objectives, scope, responsibility, minimum standards, program management, setting and circumstances of sales, disclosures and advertising, suitability, qualifications and training, compensation, fiduciary accounts, third-party arrangements, compliance and audit, exceptions to policy, and policy review.
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